-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UO57clQmCliyCNagPaQd1qA57+vapLeBMcQBrv86RrQzR+3pz1KRhVGHIhGW8x6S 5e9NhNwH1Wolq40XgsMVOg== 0000909518-07-000583.txt : 20070611 0000909518-07-000583.hdr.sgml : 20070611 20070611165057 ACCESSION NUMBER: 0000909518-07-000583 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070611 DATE AS OF CHANGE: 20070611 GROUP MEMBERS: KINDER MORGAN, INC. GROUP MEMBERS: KNIGHT HOLDCO DE INC. GROUP MEMBERS: KNIGHT HOLDCO LLC GROUP MEMBERS: KNIGHT MIDCO INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINDER MORGAN MANAGEMENT LLC CENTRAL INDEX KEY: 0001135017 STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610] IRS NUMBER: 760669886 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61585 FILM NUMBER: 07912940 BUSINESS ADDRESS: STREET 1: 370 VAN GORDON STREET CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 3039144752 MAIL ADDRESS: STREET 1: 370 VAN GORDON STREET CITY: LAKEWOOD STATE: CO ZIP: 80228 FORMER COMPANY: FORMER CONFORMED NAME: KINDER MORGAN I CO LLC DATE OF NAME CHANGE: 20010214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KINDER MORGAN INC CENTRAL INDEX KEY: 0000054502 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 480290000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 500 DALLAS STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-369-9000 MAIL ADDRESS: STREET 1: 500 DALLAS STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: K N ENERGY INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KN ENERGY INC DATE OF NAME CHANGE: 19920430 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS NEBRASKA NATURAL GAS CO INC DATE OF NAME CHANGE: 19830403 SC 13D/A 1 mm06-1107_kmm13da8.txt AMENDMENT NO.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 8) Kinder Morgan Management, LLC ------------------------------------------------------------------------ (NAME OF ISSUER) Shares ------------------------------------------------------------------------ (TITLE OF CLASS OF SECURITIES) 49455U 10 0 ------------------------------------------------------------------------ (CUSIP NUMBER) Mr. Joseph Listengart Kinder Morgan, Inc. 500 Dallas Street, Suite 1000 Houston, Texas 77002 Telephone: (713) 369-9000 with copies to: - -------------------------------------------------------------------------------- Mr. Gary W. Orloff Jay Tabor, Esq. Bracewell & Giuliani LLP Weil, Gotshal & Manges LLP 711 Lousiana Street, Suite 2300 200 Crescent Court Houston, Texas 77002 Suite 300 Telephone: (713) 221-2166 Dallas, Texas 75201 Telephone: (214) 746-7700 - -------------------------------------------------------------------------------- ------------------------------------------------------------------------ (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) May 30, 2007 ------------------------------------------------------------------------ (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- ------------------------------------------------------------------------------------------- CUSIP No. 49455U 10 0 13D/A Page 2 of 40 - ------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: KINDER MORGAN, INC. I.R.S. IDENTIFICATION NO. 48-0290000 OF ABOVE PERSON (ENTITIES ONLY): - ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [_] - ------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF KANSAS ORGANIZATION: - ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 9,991,962 SHARES ---------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ---------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 9,991,962 REPORTING ---------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY 9,991,962 REPORTING PERSON: - ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [__] SHARES: - ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.3% - ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------- CUSIP No. 49455U 10 0 13D/A Page 3 of 40 - ------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: KNIGHT MIDCO INC. I.R.S. IDENTIFICATION NO. 26-0238444 OF ABOVE PERSON (ENTITIES ONLY): - ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [_] - ------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF DELAWARE ORGANIZATION: - ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ---------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 9,991,962 OWNED BY ---------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ---------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 9,991,962 - ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY 9,991,962 REPORTING PERSON: - ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [__] SHARES: - ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.3% - ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------- CUSIP No. 49455U 10 0 13D/A Page 4 of 40 - ------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: KNIGHT HOLDCO DE INC. I.R.S. IDENTIFICATION NO. 26-0318790 OF ABOVE PERSON (ENTITIES ONLY): - ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [_] - ------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF DELAWARE ORGANIZATION: - ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ---------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 9,991,962 OWNED BY ---------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ---------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 9,991,962 - ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY 9,991,962 REPORTING PERSON: - ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [__] SHARES: - ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.3% - ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------- CUSIP No. 49455U 10 0 13D/A Page 5 of 40 - ------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: KNIGHT HOLDCO LLC I.R.S. IDENTIFICATION NO. 26-0238387 OF ABOVE PERSON (ENTITIES ONLY): - ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [_] - ------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF DELAWARE ORGANIZATION: - ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ---------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 9,991,962 OWNED BY ---------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ---------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 9,991,962 - ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY 9,991,962 REPORTING PERSON: - ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [__] SHARES: - ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.3% - ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: HC - -------------------------------------------------------------------------------------------
SCHEDULE 13D/A -------------- EXPLANATORY NOTES: This Amendment No. 8 (this "Amendment") amends and supplements the Statement on Schedule 13D (the "Initial Statement") filed by Kinder Morgan, Inc. on May 25, 2001, relating to the shares of Kinder Morgan Management, LLC (such Initial Statement, as amended and supplemented by Amendment No. 1 dated September 17, 2007, Amendment No. 2 dated March 27, 2003, Amendment No. 3 dated August 28, 2003, Amendment No. 4 dated March 18, 2005, Amendment No. 5 dated June 24, 2005, Amendment No. 6 dated November 14, 2005 and Amendment No. 7 dated January 6, 2006, the "Statement"). As described herein, on May 30, 2007, Kinder Morgan, Inc., a Kansas corporation ("KMI") merged (the "Merger") with Knight Acquisition Co., a Kansas corporation, with KMI as the surviving corporation in the Merger. As a result of the Merger, KMI became a direct, wholly-owned subsidiary of Knight Midco Inc., a Delaware corporation ("Knight Midco"). Knight Holdco DE Inc., a Delaware corporation ("Knight Holdco DE"), owns all of the outstanding common stock of Knight Midco. Each of Knight Midco and Knight Holdco DE is a direct or indirect wholly-owned subsidiary of Knight Holdco LLC, a Delaware limited liability company ("Knight Holdco"). This Amendment is being filed to reflect shares (the "Shares") of Kinder Morgan Management, LLC(the "Issuer") that may be deemed to be indirectly beneficially owned by Knight Midco, Knight Holdco DE and Knight Holdco as a result of the Merger. ITEM 2. IDENTITY AND BACKGROUND. Item 2 of the Statement is hereby amended and restated as follows: This Amendment is being filed jointly on behalf of KMI, Knight Midco, Knight Holdco DE and Knight Holdco (collectively, the "Reporting Persons"). The address of the principal office of each of the Reporting Persons is 500 Dallas Street, Suite 1000, Houston, Texas 77002. Each of the Reporting Persons is engaged principally in the business of energy transportation, storage and distribution, or the ownership and operation of companies involved in such business. Information relating to the directors or managers and executive officers of each of the Reporting Persons, and to certain affiliates of and investment funds associated with Goldman Sachs & Co., The Carlyle Group, Riverstone Holdings LLC and American International Group, Inc., as members of Knight Holdco (collectively, the "Sponsors"), is contained in Appendix A attached hereto and is incorporated herein by reference. During the last five years, none of the Reporting Persons has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Page 6 of 40 ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 of the Statement is supplemented as follows: On May 30, 2007, KMI merged with and into Knight Acquisition Co., a Kansas corporation, with KMI as the surviving corporation in the Merger. As a result of the Merger, KMI became a direct, wholly-owned subsidiary of Knight Midco. Knight Holdco DE owns all of the outstanding common stock of Knight Midco. Each of Knight Midco and Knight Holdco DE is a direct or indirect wholly-owned subsidiary of Knight Holdco. ITEM 4. PURPOSE OF THE TRANSACTION. Item 4 of the Statement is hereby amended and restated as follows: The Reporting Persons hold Shares as reported herein for the purpose of investment. The Reporting Persons have no present plan or proposal with respect to any action that would relate to or result in the occurrence of any of the matters enumerated under Item 4 of Schedule 13D. The Reporting Persons reserve the right to formulate specific plans or proposals with respect to, or change their intentions regarding, any or all of the foregoing. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of the Statement is supplemented as follows: (a) and (b) Knight Midco, Knight Holdco DE and Knight Holdco may be deemed to have indirect beneficial ownership of the 9,991,962 Shares owned by their wholly-owned subsidiaries, representing, as of June 7, 2007, 14.3% of the outstanding Shares. The persons listed on Appendix A disclaim any beneficial ownership of the Shares owned by the Reporting Persons. (c) Except as described herein, neither the Reporting Persons, nor, to the Reporting Persons' best knowledge, the persons listed on Appendix A, have effected any transactions in the Shares in the past 60 days. (d) Not applicable. (e) Not applicable. The information in Appendix A attached hereto is incorporated by reference into this Item 5. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 of the Statement is supplemented as follows: The information set forth, or incorporated by reference, in Items 3 through 5 is hereby incorporated herein by reference. To the best of the Reporting Person's knowledge, except as described in this Statement, there are Page 7 of 40 at present no contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Persons, the persons listed on Appendix A, and any other person with respect to the securities of the Issuer. Page 8 of 40 Signatures After reasonable inquiry and to the best knowledge and belief of each of the undersigned, such person certifies that the information set forth in this Schedule 13D/A with respect to such person is true, complete and correct. Dated: June 11, 2007 KINDER MORGAN, INC. By: /s/ Joseph Listengart --------------------------------- Name: Joseph Listengart Title: Vice President, General Counsel & Secretary KNIGHT MIDCO INC. By: /s/ Joseph Listengart --------------------------------- Name: Joseph Listengart Title: Vice President, General Counsel & Secretary KNIGHT HOLDCO DE INC. By: /s/ Joseph Listengart --------------------------------- Name: Joseph Listengart Title: Vice President, General Counsel & Secretary KNIGHT HOLDCO LLC By: /s/ Joseph Listengart --------------------------------- Name: Joseph Listengart Title: Vice President, General Counsel & Secretary Page 9 of 40 APPENDIX A INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS OF KINDER MORGAN, INC. Set forth below are the name, current business address, citizenship and the present principal occupation or employment of each director and executive officer of Kinder Morgan, Inc. ("KMI"). The principal address of each person listed below, unless otherwise indicated, is 500 Dallas Street, Suite 1000, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United States. - -------------------------------------------------------------------------------- NAME PRESENT PRINCIPAL NUMBER OF SHARES OCCUPATION AND POSITION BENEFICIALLY OWNED (PERCENTAGE OF SHARES OUTSTANDING) AS OF JUNE 7, 2007, UNLESS PROVIDED OTHERWISE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Richard D. Kinder Mr. Kinder is a Director, 61,856 (less than 1%) Chairman of the Board of Directors and Chief Executive Officer of KMI. Mr. Kinder's present principal occupation is the foregoing and as Director, Chairman and Chief Executive Officer of Kinder Morgan G.P., Inc. ("KMGP") and Kinder Morgan Management, LLC ("KMR"). - -------------------------------------------------------------------------------- C. Park Shaper Mr. Shaper is a Director 3,005 (less than 1%) and President of KMI. Mr. Shaper's present principal occupation is the foregoing and as Director and President of KMGP and KMR. - -------------------------------------------------------------------------------- Kenneth Pontarelli Mr. Pontarelli is a -- Goldman, Sachs & Co. Director of KMI. Mr. 85 Broad Street Pontarelli's present New York, NY 10004 principal occupation is Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Page 10 of 40 - -------------------------------------------------------------------------------- Seven J. Kean Mr. Kean is the Executive -- Vice President and Chief Operating Officer of KMI. Mr. Kean's present principal occupation is the foregoing and Executive Vice President and Chief Operating Officer of KMGP and KMR. - -------------------------------------------------------------------------------- Joseph Listengart Mr. Listengart is the Vice -- President, General Counsel and Secretary of KMI. Mr. Listengart's present principal occupation is the foregoing and Vice President, General Counsel and Secretary of KMGP and KMR. - -------------------------------------------------------------------------------- Scott E. Parker Mr. Parker is the Vice -- President (President, Natural Gas Pipelines) of KMI. Mr. Parker's present principal occupation is the foregoing and Vice President (President, Natural Gas Pipelines) of KMGP and KMR. - -------------------------------------------------------------------------------- David Kinder(1) Mr. Kinder is the Vice 1,454 (less than 1%) President, Corporate Development and Treasurer of KMI. Mr. Kinder's present principal occupation is the foregoing and Vice President, Corporate Development and Treasurer of KMGP and KMR. - -------------------------------------------------------------------------------- Kimberly Allen Dang Ms. Dang is the CFO and 425 (less than 1%) Vice President, Investor Relations of KMI. Ms. Dang's present principal occupation is the foregoing and CFO and Vice President, Investor Relations, of KMGP and KMR. - -------------------------------------------------------------------------------- Page 11 of 40 - -------------------------------------------------------------------------------- James Street Mr. Street is the Vice 2,880 (less than 1%) President, Human Resources, Administration and Information Technology of KMI. Mr. Street's present principal occupation is the foregoing and Vice President, Human Resources, Administration and Information Technology of KMGP and KMR. - -------------------------------------------------------------------------------- Ian Anderson Mr. Anderson is the -- President of Kinder Morgan Canada. Mr. Andersons present principal occupation is the foregoing and President, Kinder Morgan Canada of KMGP and KMR. - -------------------------------------------------------------------------------- (1) Includes 256 Shares owned by Mr. Kinder's son. Mr. Kinder disclaims beneficial ownership of such Shares. Page 12 of 40 INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS OF KNIGHT MIDCO INC. Set forth below are the name, current business address, citizenship and the present principal occupation or employment of each director and executive officer of Knight Midco Inc. ("Knight Midco"). The principal address of each person listed below, unless otherwise indicated, is 500 Dallas Street, Suite 1000, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United States. - -------------------------------------------------------------------------------- NAME PRESENT PRINCIPAL NUMBER OF SHARES OCCUPATION AND POSITION BENEFICIALLY OWNED (PERCENTAGE OF SHARES OUTSTANDING) AS OF JUNE 7, 2007, UNLESS PROVIDED OTHERWISE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Richard D. Kinder Mr. Kinder is the sole 61,856 (less than 1%) Director and Chief Executive Officer of Knight Midco. Mr. Kinder's present principal occupation is as Director, Chairman and Chief Executive Officer of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- C. Park Shaper Mr. Shaper is President of 3,005 (less than 1%) Knight Midco. Mr. Shaper's present principal occupation is as Director and President of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Joseph Listengart Mr. Listengart is the Vice -- President, General Counsel and Secretary of Knight Midco. Mr. Listengart's present principal occupation is Vice President, General Counsel and Secretary of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Page 13 of 40 INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS OF KNIGHT HOLDCO DE INC. Set forth below are the name, current business address, citizenship and the present principal occupation or employment of each director and executive officer of Knight Holdco DE Inc. ("Knight Holdco DE"). The principal address of each person listed below, unless otherwise indicated, is 500 Dallas Street, Suite 1000, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United States. - -------------------------------------------------------------------------------- NAME PRESENT PRINCIPAL NUMBER OF SHARES OCCUPATION AND POSITION BENEFICIALLY OWNED (PERCENTAGE OF SHARES OUTSTANDING) AS OF JUNE 7, 2007, UNLESS PROVIDED OTHERWISE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Richard D. Kinder Mr. Kinder is the sole 61,856 (less than 1%) Director and Chief Executive Officer of Knight Holdco DE. Mr. Kinder's present principal occupation is as Director, Chairman and Chief Executive Officer of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- C. Park Shaper Mr. Shaper is President of 3,005 (less than 1%) Knight Holdco DE. Mr. Shaper's present principal occupation is as Director and President of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Joseph Listengart Mr. Listengart is the Vice -- President, General Counsel and Secretary of Knight Holdco DE. Mr. Listengart's present principal occupation is Vice President, General Counsel and Secretary of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Page 14 of 40 INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS OF KNIGHT HOLDCO LLC. Set forth below are the name, current business address, citizenship and the present principal occupation or employment of each manager and executive officer of Knight Holdco LLC ("Knight Holdco"). The principal address of each person listed below, unless otherwise indicated, is 500 Dallas Street, Suite 1000, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United States. - -------------------------------------------------------------------------------- NAME PRESENT PRINCIPAL NUMBER OF SHARES OCCUPATION AND POSITION BENEFICIALLY OWNED (PERCENTAGE OF SHARES OUTSTANDING) AS OF JUNE 7, 2007, UNLESS PROVIDED OTHERWISE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Richard D. Kinder Mr. Kinder is a member of 61,856 (less than 1%) the Board of Managers and Chief Manager of Knight Holdco. Mr. Kinder's present principal occupation is as Director, Chairman and Chief Executive Officer of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- C. Park Shaper Mr. Shaper is a member of 3,005 (less than 1%) the Board of Managers and the President of Knight Holdco. Mr. Shaper's present principal occupation is as Director and President of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Seven J. Kean Mr. Kean is a member of -- the Board of Managers and the Executive Vice President and Chief Operating Officer of Knight Holdco. Mr. Kean's present principal occupation is Executive Vice President and Chief Operating Officer of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Page 15 of 40 - -------------------------------------------------------------------------------- Michael C. Morgan Mr. Morgan is a member of 5,147 (less than 1%) 5 Post Oak Park the Board of Managers of 4400 Post Oak Parkway Knight Holdco. Mr. Suite 1450 Morgan's present principal Houston, Texas 77027 occupation is President and Chief Executive Officer of Portcullis Partners, LP, an entity engaged in investment management for its own account. - -------------------------------------------------------------------------------- Fayez Sarofim Mr. Sarofim is a member of -- Fayez Sarofim & Co. the Board of Managers of Two Houston Center Knight Holdco. Mr. Suite 2907 Sarofim's present Houston, Texas 77010 principal occupation is Chairman of the Board and President of Fayez, Sarofim & Co., an investment counseling firm. - -------------------------------------------------------------------------------- Henry Cornell Mr. Cornell is a member of -- Goldman, Sachs & Co. the Board of Managers of 85 Broad Street Knight Holdco. Mr. New York, NY 10004 Cornell's present principal occupation is Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Kenneth Pontarelli Mr. Pontarelli is a member -- Goldman, Sachs & Co. of the Board of Mangers of 85 Broad Street Knight Holdco. Mr. New York, NY 10004 Pontarelli's present principal occupation is Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- James M. McGinnis Mr. McGinnis is a member -- c/o AIG Financial Products of the Board of Mangers of Corp. Knight Holdco. Mr. 50 Danbury Road McGinnis' present Wilton, CT 06897 principal occupation is Managing Director (Energy Group) AIG Financial Products Corp. - -------------------------------------------------------------------------------- Page 16 of 40 - -------------------------------------------------------------------------------- Michael Miller Mr. Miller is a member of -- 599 Lexington Avenue the Board of Mangers of 25th Fl. Knight Holdco. Mr. New York, NY 10022 Miller's present principal occupation is Managing Director of AIG Global Investment Group. - -------------------------------------------------------------------------------- Glenn Youngkin Mr. Youngkin is a member -- The Carlyle Group of the Board of Mangers of 1001 Pennsylvania Ave., NW Knight Holdco. Mr. Washington, DC 20004 Youngkin's present principal occupation is Managing Director of TCG Holdings, L.L.C. - -------------------------------------------------------------------------------- Pierre F. Lapeyre, Jr. Mr. Lapeyre is a member of -- Riverstone Holdings LLC the Board of Mangers of 712 Fifth Ave., 51st Floor Knight Holdco. Mr. New York, New York 10019 Lapeyre's present principal occupation is Senior Managing Director of Riverstone Holdings LLC. - -------------------------------------------------------------------------------- Joseph Listengart Mr. Listengart is the Vice -- President, General Counsel and Secretary of Knight Holdco. Mr. Listengart's present principal occupation is Vice President, General Counsel and Secretary of KMI, KMGP and KMR. - -------------------------------------------------------------------------------- Page 17 of 40 INFORMATION CONCERNING THE SPONSORS INFORMATION REGARDING GS CAPITAL PARTNERS V FUND, L.P., GSCP V OFFSHORE KNIGHT HOLDINGS, L.P., GSCP V GERMANY KNIGHT HOLDINGS, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS VI FUND, L.P., GSCP VI OFFSHORE KNIGHT HOLDINGS, LP, GSCP VI GERMANY KNIGHT HOLDINGS, L.P., GS CAPITAL PARTNERS VI PARALLEL, L.P., GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P., GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P., GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P., GOLDMAN SACHS KMI INVESTORS, L.P., GSCP KMI INVESTORS, L.P., AND GSCP KMI INVESTORS OFFSHORE, L.P. Each of GS Capital Partners V Fund, L.P., a Delaware limited partnership; GS Capital Partners V Institutional, L.P., a Delaware limited partnership; GS Capital Partners VI Fund, L.P., a Delaware limited partnership; and GS Capital Partners VI Parallel, L.P., a Delaware limited partnership was formed for the purpose to invest in equity, equity-related and debt securities primarily acquired in privately-negotiated transactions, leveraged acquisitions, reorganizations and other equity transactions. GSCP V Advisors, L.L.C., a Delaware limited liability company, is the sole general partner of GS Capital Partners V Fund, L.P.; GS Advisors V, L.L.C., a Delaware limited liability company, is the sole general partner of GS Capital Partners V Institutional, L.P; GSCP VI Advisors, L.L.C., a Delaware limited liability company, is the sole general partner of GS Capital Partners VI Fund, L.P.; and GS Advisors VI, L.L.C., a Delaware limited liability company, is the sole general partner of GS Capital Partners VI Parallel, L.P. Each of GS Global Infrastructure Partners I, L.P., a Delaware limited partnership, and GS Institutional Infrastructure Partners I, L.P., a Delaware limited partnership was formed for the purpose to invest in equity, equity-related and debt securities in or relating to infrastructure assets or companies and infrastructure-related assets or companies. GS Infrastructure Advisors 2006, L.L.C., a Delaware limited liability company, is the sole general partner of each of GS Global Infrastructure Partners I Fund, L.P. and GS Institutional Infrastructure Partners I Fund, L.P. Each of GSCP V Offshore Knight Holdings, L.P., a Delaware limited partnership; GSCP V Germany Knight Holdings, L.P., a Delaware limited partnership; GSCP VI Offshore Knight Holdings, L.P., a Delaware limited partnership; GSCP VI Germany Knight Holdings, L.P., a Delaware limited partnership; GS Infrastructure Knight Holdings, L.P., a Delaware limited partnership; Goldman Sachs KMI Investors, L.P., a Delaware limited partnership; GSCP KMI Investors, L.P., a Delaware limited partnership; and GSCP KMI Investors Offshore, L.P. a Cayman Islands exempted limited partnership was formed for the purpose to invest Knight Holdco. GS Capital Partners V Offshore Fund, L.P., a Cayman Islands exempted limited partnership, is the sole general partner of GSCP V Offshore Knight Holdings, L.P. and GSCP V Offshore Advisors, L.L.C., a Delaware limited liability company, is the sole general partner of GS Capital Partners V Offshore Fund, L.P. GSCP V GmbH Knight Holdings, LP, a German limited partnership, is the sole general partner of GSCP V Germany Knight Holdings, L.P. GS Capital Partners VI Offshore Fund, L.P. a Cayman Islands exempted limited partnership, is the sole general partner of GSCP VI Offshore Knight Holdings, L.P., and GSCP VI Offshore Advisors, L.L.C., a Delaware limited liability company, is the sole general partner of GS Capital Partners VI Offshore Fund, L.P. GSCP VI GmbH Knight Holdings, LP, a German limited partnership, is the sole general partner of GSCP VI Germany Knight Holdings, L.P. GS International Infrastructure Partners I Fund, L.P., a Cayman Islands exempted limited partnership, is the sole general partner of GS Infrastructure Knight Holdings, L.P. and GS Infrastructure Advisors 2006, L.L.C., a Delaware limited liability company, is the sole general partner of GS International Infrastructure Partners I Fund, L.P. GSCP KMI Advisors, L.L.C., a Delaware limited liability company, is the sole general partner of GSCP KMI Investors, L.P., GSCP KMI Offshore Advisors, Inc., a Delaware limited liability company, is the sole general partner of GSCP KMI Investors Offshore, L.P., and Goldman Sachs KMI Advisors, L.L.C., a Delaware limited liability company, is the sole general partner of Goldman Sachs KMI Investors, L.P. The Goldman Sachs Group, Inc. is a Delaware corporation and holding company that (directly and indirectly through subsidiaries or affiliated companies or both) is a leading investment banking organization. Goldman, Sachs & Co., a New York limited partnership, is an investment banking firm and a member of the New York Stock Exchange and other national exchanges. The principal business address of each entity listed above is 85 Broad Street, New York, NY 10004. Page 18 of 40 The name, position and present principal occupation of each executive officer of each of (i) GSCP V Advisors, L.L.C.; (ii) GSCP V Offshore Advisors, L.L.C.;(iii) GS Advisors V, L.L.C; (iv) GSCP VI Advisors, L.L.C.; (v) GSCP VI Offshore Advisors, L.L.C; and (vi) GS Advisors VI, L.L.C. are set forth below. The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows: The business address of Hughes B. Lepic, Robert R. Gheewalla, Joanna Dzuibak Hislop, Steven R. Sher, Sanjay H. Patel, Steffen J. Kastner, Bjorn P. Killmer, Sang Gyun Ahn and Martin Hintze is Peterborough Court, 133 Fleet Street, London EC4A 2BB, England. The business address of Hsueh J. Sung, Stephanie M. Hui, Sang Gyun Ahn and Andrew Wolff is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong. The business address of Joseph P. DiSabato is 555 California Street, San Francisco, CA 94104. The business address of Muneer A. Satter is 71 South Wacker Drive, Chicago, IL 60606. The business address of Ankur A. Sahu is Roppongi Hills, Mori Tower, Level 43-48, 10-1, Roppongi 6-chome, Minato-ku, Tokyo, 106-6147, Japan. All executive officers listed below are United States citizens, except as follows: Hughes B. Lepic is a citizen of France; Adrian M. Jones is a citizen of Ireland; Bjorn P. Killmer, Steffen J. Kastner, Martin Hintze and Oliver Thym are citizens of Germany; Hsueh Sung is a citizen of Taiwan; Ankur A. Sahu is a citizen of India; Sang Gyun Ahn is a citizen of South Korea; Joanna Dzuibak Hislop, and Stephanie M. Hui, and Steven R. Sher are citizens of the United Kingdom. - -------------------------------------------------------------------------------- NAME POSITION PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Richard A. Friedman President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Ben I. Adler Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Sang Gyun Ahn Managing Director and Vice Managing Director of Goldman President Sachs (Asia) L.L.C. - -------------------------------------------------------------------------------- John E. Bowman Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Gerald J. Cardinale Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Henry Cornell Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- John F.X. Daly Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Joseph P. DiSabato Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Katherine B. Enquist Managing Director, Vice Managing Director of Goldman, President and Secretary Sachs & Co - -------------------------------------------------------------------------------- Robert R. Gheewalla Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Joseph H. Gleberman Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Philip W. Grovit Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Melina E. Higgins Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Martin Hintze Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Joanna Dzuibak Hislop Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Stephanie M. Hui Managing Director and Vice Managing Director of Goldman President Sachs (Asia) L.L.C. - -------------------------------------------------------------------------------- Adrian M. Jones Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Steffen J. Kastner Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Bjorn P. Killmer Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Michael E. Koester Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Hughes B. Lepic Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Sanjeev K. Mehra Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Sanjay H. Patel Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Page 19 of 40 - -------------------------------------------------------------------------------- NAME POSITION PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Kenneth A. Pontarelli Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Ankur A. Sahu Managing Director and Vice Managing Director of Goldman President Sachs (Japan) L.L.C. - -------------------------------------------------------------------------------- Muneer A. Satter Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Steven R. Sher Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Hsueh J. Sung Managing Director and Vice Managing Director of Goldman President Sachs (Asia) L.L.C. - -------------------------------------------------------------------------------- Oliver Thym Managing Director and Vice Managing Director of Goldman, President Sachs & Co. - -------------------------------------------------------------------------------- Andrew E. Wolff Managing Director and Vice Managing Director of Goldman President Sachs International - -------------------------------------------------------------------------------- Elizabeth C. Treasurer Managing Director of Goldman, Fascitelli Sachs & Co. - -------------------------------------------------------------------------------- Page 20 of 40 The name, position and present principal occupation of each executive officer of each of (i) GSCP V GmbH Knight Holdings, LP and (ii) GSCP VI GmbH Knight Holdings, are set forth below. The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, All executive officers listed below are United States citizens. - -------------------------------------------------------------------------------- NAME POSITION PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Kenneth A. Pontarelli President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Richard A. Friedman Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- John E. Bowman Vice President and Managing Director of Goldman, Sachs Treasurer & Co. - -------------------------------------------------------------------------------- Henry Cornell Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Katherine B. Enquist Vice President and Managing Director of Goldman, Sachs Secretary & Co - -------------------------------------------------------------------------------- Philip W. Grovit Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Page 21 of 40 The name and principal occupation of each member of the Principal Investment Area Investment Committee of Goldman, Sachs & Co., which exercises the authority of Goldman, Sachs & Co. in managing GSCP V Advisors, L.L.C., GSCP V Offshore Advisors, L.L.C., GS Advisors V, L.L.C., GS Capital Partners V Fund, L.P., GS Capital Partners V Offshore Fund, L.P., GSCP V Offshore Knight Holdings, LP., GSCP V GmbH Knight Holdings, LP, GSCP V Germany Knight Holdings, L.P., GS Capital Partners V Institutional, L.P., GSCP VI Advisors, L.L.C., GSCP VI Offshore Advisors, L.L.C., GS Advisors VI, L.L.C., GS Capital Partners VI Fund, L.P., GS Capital Partners VI Offshore Fund, L.P., GSCP VI Offshore Knight Holdings, LP, GSCP VI GmbH Knight Holdings, LP, GSCP VI Germany Knight Holdings, L.P., GS Capital Partners VI Parallel, L.P., GSCP KMI Advisors, L.L.C., GSCP KMI Investors, L.P., GSCP KMI Offshore Advisors, Inc., GSCP KMI Investors Offshore, L.P., Goldman Sachs KMI Advisors, L.L.C., and Goldman Sachs KMI Investors, L.P. are set forth below. The business address for each member listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows: The business address of Robert R. Gheewalla, Hughes B. Lepic, Sanjay H. Patel and Yoel Daoui is Peterborough Court, 133 Fleet Street, London EC4A 2BB, England. The business address of Muneer A. Satter and Byron D. Trott is 71 South Wacker Drive, Chicago, IL 60606. The business address of Hsueh J. Sung is 68/F Cheung Kong Centre, Hong Kong. All members listed below are United States citizens, except as follows: Sarah E. Smith is a citizen of the United Kingdom; Hughes B. Lepic and Yoel Zaoui are citizens of France; Adrian M. Jones is a citizen of Ireland; and Hsueh Sung is a citizen of Taiwan. - -------------------------------------------------------------------------------- NAME PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Richard A. Friedman Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Joseph H. Gleberman Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Henry Cornell Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Sanjeev K. Mehra Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Muneer A. Satter Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Joe DiSabato Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Adrian M. Jones Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Melina E. Higgins Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Hsueh J. Sung Managing Director of Goldman Sachs (Asia) L.L.C. - -------------------------------------------------------------------------------- Ben I. Adler Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Elizabeth C. Fascitelli Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Michael E. Koester Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Kenneth A. Pontarelli Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Ankur A. Sahu Managing Director of Goldman Sachs (Japan) L.L.C. - -------------------------------------------------------------------------------- Andrew E. Wolff Managing Director of Goldman Sachs (Asia) L.L.C. - -------------------------------------------------------------------------------- Sarah E. Smith Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Robert R. Gheewalla Managing Director of Goldman, Sachs International - -------------------------------------------------------------------------------- Hughes B. Lepic Managing Director of Goldman, Sachs International - -------------------------------------------------------------------------------- Gerald J. Cardinale Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Sanjay H. Patel Managing Director of Goldman, Sachs International - -------------------------------------------------------------------------------- Byron D. Trott Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Yoel Zaoui Managing Director of Goldman, Sachs International - -------------------------------------------------------------------------------- Page 22 of 40 The name, position and present principal occupation of each executive officer of GS Infrastructure Advisors 2006, L.L.C. are set forth below. The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows: The business address of Julian C. Allen, Peter Lyneham, Sarah Mook and Paul Obey is Peterborough Court, 133 Fleet Street, London EC4A 2BB, England. All executive officers listed below are United States citizens, except as follows: Julian E. Allen, Sarah Mook and Paul Obey are citizens of the United Kingdom, Peter Lyneham is a citizen of Australia and Philippe L.H. Camu is a citizen of Belgium. - -------------------------------------------------------------------------------- NAME POSITION PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Steven M. Feldman President and Managing Director of Goldman, Sachs & Co. Chairman - -------------------------------------------------------------------------------- Julian C. Allen Vice President, Vice President of Goldman Sachs Secretary and International Treasurer - -------------------------------------------------------------------------------- Philippe L. Camu Vice President Managing Director of Goldman Sachs International - -------------------------------------------------------------------------------- Ben I. Adler Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Renee Beaumont Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Benjamin Hellweg Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Jonathan Hunt Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Peter Lyneham Vice President Vice President of Goldman Sachs International - -------------------------------------------------------------------------------- Sarah Mook Vice President Vice President of Goldman Sachs International - -------------------------------------------------------------------------------- Josephine Vice President Managing Director of Goldman, Sachs & Co. Mortelliti - -------------------------------------------------------------------------------- Paul Obey Vice President Vice President of Goldman Sachs International - -------------------------------------------------------------------------------- William J. Young Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Page 23 of 40 The name and principal occupation of each member of the IIG Investment Committee of Goldman, Sachs & Co., which exercises the authority of Goldman, Sachs & Co. in managing GS Infrastructure Advisors 2006, L.L.C. are set forth below. The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows: The business address of Jamal Dhanani, David Grounsell and Richard Powers is Peterborough Court, 133 Fleet Street, London EC4A 2BB, England. All executive officers listed below are United States citizens, except as follows: Jamal Dhanai and David Grounsell are citizens of the United Kingdom. Philippe L.H. Camu is a citizen of Belgium. - -------------------------------------------------------------------------------- NAME PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Steven M. Feldman Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Philippe L. Camu Managing Director of Goldman Sachs International - -------------------------------------------------------------------------------- Ben I. Adler Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Jamal Dhanani Managing Director of Goldman Sachs International - -------------------------------------------------------------------------------- Susanne Donohoe Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Mark Florian Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- David Grounsell Managing Director of Goldman Sachs International - -------------------------------------------------------------------------------- Richard Powers Managing Director of Goldman Sachs International - -------------------------------------------------------------------------------- Stuart Rothenberg Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Jonathan Sobel Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Tracy Wolstencroft Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- William Young Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Page 24 of 40 The name, position and present principal occupation of each executive officer of each of (i) GSCP KMI Advisors, L.L.C., and (ii) GSCP KMI Offshore Advisors, Inc. are set forth below. The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004. All executive officers listed below are United States citizens. - -------------------------------------------------------------------------------- NAME POSITION PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Richard A. Friedman President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Ben I. Adler Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- John E. Bowman Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Katherine B. Enquist Vice President and Secretary Managing Director of Goldman, Sachs & Co - -------------------------------------------------------------------------------- Michael E. Koester Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Kenneth A. Pontarelli Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Elizabeth C. Treasurer Managing Director of Goldman, Fascitelli Sachs & Co. - -------------------------------------------------------------------------------- Elizabeth Overbay Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Scott Lebovitz Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Page 25 of 40 The name, position and present principal occupation of each executive officer of Goldman Sachs KMI Advisors, L.L.C. are set forth below. The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004. All executive officers listed below are United States citizens. - -------------------------------------------------------------------------------- NAME POSITION PRESENT PRINCIPAL OCCUPATION - -------------------------------------------------------------------------------- Eric Lane President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Richard A. Friedman Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Jennifer Barbetta Vice President Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- John E. Bowman Secretary Managing Director of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Katherine B. Enquist Vice President Managing Director of Goldman, Sachs & Co - -------------------------------------------------------------------------------- Kristin Olson Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Paget MacColl Vice President Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Ryan Boucher Treasurer Vice President of Goldman, Sachs & Co. - -------------------------------------------------------------------------------- Page 26 of 40 During the past five years, none of the persons or entities described above (i) has been convicted in a criminal proceeding (excluding traffic violations and misdemeanors), or (ii) except as set forth below, was a party to any judicial or administrative proceeding (except for matters that were dismissed without sanction or settlement) that resulted in a judgment, decree or final order enjoining such person from future violations of, or prohibiting activities subject to, federal or state laws, or a finding of a violation of federal or state securities laws. In November 2002, the Securities and Exchange Commission ("SEC"), the National Association of Securities Dealers ("NASD") and the New York Stock Exchange, Inc. ("NYSE") alleged that five broker dealers, including Goldman Sachs, violated Section 17(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and Rule 17a-4 thereunder, NYSE Rules 440 and 342 and NASD Rules 3010 and 3110 by allegedly failing to preserve electronic mail communications for three years and/or to preserve electronic mail communications for the first two years in an accessible place, and by allegedly having inadequate supervisory systems and procedures in relation to the retention of electronic mail communications. Without admitting or denying the allegations, the five broker dealers, including Goldman, Sachs & Co. ("Goldman Sachs"), consented to censure by the SEC, NASD and NYSE and to the imposition of a cease-and-desist order by the SEC and Goldman Sachs paid a total fine of $1,650,000 ($550,000 each to the SEC, NASD and NYSE). Goldman Sachs also undertook to review its procedures regarding the preservation of electronic mail communications for compliance with the federal securities laws and regulations and the rules of the NASD and NYSE, and to confirm within a specified period of time that it has established systems and procedures reasonably designed to achieve compliance with those laws, regulations and rules. On April 28, 2003, without admitting or denying liability, ten investment banking firms including Goldman Sachs, entered into global settlements with the SEC, the NYSE, the NASD and certain states to resolve the investigations relating to equity research analyst conflicts of interest. Goldman Sachs was charged with violating NYSE Rules 342, 401, 472 and 475, and NASD Conduct Rules 2110, 2210 and 3010. Goldman Sachs also agreed to a censure by the NYSE and the NASD and to pay a total of $110,000,000 and to adopt a set of industry-wide reforms of its research and investment banking businesses and to adopt certain restrictions on the allocations of "hot" IPO shares. The terms of the global settlement were entered in an order by a federal court in the Southern District of New York on October 31, 2003 (Civil Action Number 03CV2944). On September 4, 2003, Goldman Sachs and the SEC settled administrative proceedings relating to certain trading in U.S. Treasury securities by Goldman Sachs on the morning of October 31, 2001. The Staff of the SEC alleged that Goldman Sachs violated (i) Section 15(c)(1) and Rule 15c1-2 of the Exchange Act as a result of certain trading in U.S. Treasury bonds over an eight minute period on October 31, 2001; and (ii) Section 15(f) of the Exchange Act by failing to maintain policies and procedures specifically addressed to the possible misuse of non-public information obtained from outside consultants. Under the Offer of Settlement submitted by Goldman Sachs and accepted by the SEC, without admitting or denying the SEC's allegations, Goldman Sachs consented to the entry of an Order that, among other things, (i) censured Goldman Sachs; (ii) directed Goldman Sachs to cease and desist from committing or causing any violations of Section 15(c)(1)(A) & (C) and 15(f) and Rule 15c1-2 of the Exchange Act; (iii) ordered Goldman Sachs to pay disgorgement and prejudgment interest in the amount of $1,742,642, and a civil monetary penalty of $5 million; and (iv) directed Goldman Sachs to conduct a review its policies and procedures and to adopt, implement and maintain policies and procedures consistent with the Order and that review. Goldman Sachs also undertook to pay $2,562,740 in disgorgement and interest relating to certain trading in U.S. Treasury bond futures during the same eight minute period. On July 1, 2004, Goldman Sachs and the SEC settled administrative proceedings relating to communications from Goldman Sachs sales traders on its Asian Shares Sales Desk to certain institutional customers and news media concerning four international public securities offerings during the period between October 1999 and March 2000. The SEC alleged (i) that certain of these communications by Goldman Sachs employees were made after the registration statements pertaining to those offerings were filed, but not yet declared effective by the SEC, in violation of Section 5(b) of the Securities Act and (ii) that certain comments to the news media by Goldman Sachs with respect to one of the offerings constituted an offer to sell securities in violation of Section 5(c) of the Securities Act. The SEC also alleged that Goldman Sachs failed to adequately supervise the Asian Shares Sales Desk traders, as required by Section 15(b)(4)(E) of the Exchange Act. Under the Offer of Settlement submitted by Goldman Sachs and accepted by the SEC, without admitting or denying the SEC's allegations, Goldman Sachs consented to the entry of an Order that, among other things, directed Goldman Sachs to cease and desist from committing Page 27 of 40 or causing any violations of Sections 5(b) and 5(c) of the Securities Act., and ordered Goldman Sachs to pay a civil monetary penalty of $2 million. On January 24, 2005, the SEC filed an action in the U.S. District Court for the Southern District of New York alleging that Goldman Sachs violated Rule 101 of Regulation M under the Exchange Act by attempting to induce, or inducing certain investors to make, aftermarket purchases of certain initial public offerings underwritten by Goldman Sachs during 2000. On February 4, 2005, without admitting or denying the allegations of the complaint, a final judgment was entered against Goldman Sachs, with the consent of Goldman Sachs, under which Goldman Sachs was permanently restrained and enjoined from violating Rule 101 of Regulation M and required to pay a $40 million civil penalty, which was paid on March 31, 2005. In May 2006, the SEC alleged that fourteen investment banking firms, including Goldman Sachs, violated Section 17(a)(2) of the Securities Act of 1933, by engaging in one or more practices relating to auctions of auction rate securities during the period from January 1, 2003 through June 30, 2004 as described in the cease-and-desist order entered by the SEC. Goldman Sachs has agreed to provide certain disclosures about its material auction practices and procedures to auction participants and to certify to the SEC that it has implemented certain procedures relating to the auction process. As part of a multi-firm settlement, Goldman Sachs submitted an Offer of Settlement which was accepted by the SEC on May 31, 2006. Without admitting or denying the allegations, Goldman Sachs consented to a censure and cease-and-desist order and payment of $1,500,000 civil money penalty. As of the date hereof, both GS Group and Goldman Sachs, or another wholly-owned broker or dealer subsidiary of GS Group, may be deemed to beneficially own 4,378 Shares, which were acquired in ordinary course trading activities. In addition, both GS Group and Goldman Sachs, or another wholly-owned subsidiary of GS Group, may be deemed to beneficially own 1,071,481 Shares that are held in managed accounts on behalf of clients, for which both GS Group and Goldman Sachs, or such other subsidiary, or their respective employees, have investment discretion. Accordingly, as of the date hereof, both GS Group and Goldman Sachs may each be deemed to beneficially own an aggregate of 1,075,859 Shares, over all of which shares they share dispositive power and over 4,378 of such shares they share voting power. Such 1,075,859 Shares constitute 1.7% of the outstanding Shares, based on the reported shares outstanding. GS Group and Goldman Sachs disclaim beneficial ownership of Shares held in managed accounts. Page 28 of 40 INFORMATION REGARDING CARLYLE PARTNERS IV KNIGHT, L.P. AND CP IV COINVEST, L.P. Carlyle Partners IV Knight, L.P. and CP IV Coinvest, L.P. are owners of Class A Units of Knight Holdco LLC. TC Group IV, L.P. is the general partner of Carlyle Partners IV Knight, L.P. and CP IV Coinvest, L.P.; TC Group IV, L.L.C. is the general partner of TC Group IV, L.P.; TC Group, L.L.C. is the managing member of TC Group IV, L.L.C.; and TCG Holdings, L.L.C. is the managing member of TC Group, L.L.C. TCG Holdings, L.L.C. is managed by a three-person managing board, which is comprised of William E. Conway, Jr., Daniel A. D'Aniello and David Rubenstein. During the last five years, none of the foregoing entities or natural persons have been (1) convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) or (2) a party to any judicial or administrative proceeding (except for matters that were dismissed without sanction or settlement) that resulted in a judgment, decree or final order enjoining such person from future violations of, or prohibiting activities subject to, federal or state securities laws, or a finding of any violation of federal or state securities laws. Each of the entities listed above were organized in the State of Delaware. The business address for each of the entities and natural persons listed above is c/o The Carlyle Group, 1001 Pennsylvania Avenue, NW, Washington, DC 20004-2505. Page 29 of 40 INFORMATION REGARDING CARLYLE/RIVERSTONE KNIGHT INVESTMENT PARTNERSHIP, L.P., C/R ENERGY III KNIGHT NON-U.S. PARTNERSHIP, L.P., C/R KNIGHT PARTNERS, L.P. AND C/R ENERGY COINVESTMENT III, L.P. Carlyle/Riverstone Knight Investment Partnership, L.P., C/R Energy III Knight Non-U.S. Partnership, L.P., C/R Knight Partners, L.P. and C/R Energy Coinvestment III, L.P. are owners of Class A Units of Knight Holdco LLC. Carlyle/Riverstone Energy Partners III, L.P. is the general partner of Carlyle/Riverstone Knight Investment Partnership, L.P., C/R Energy III Knight Non-U.S. Partnership, L.P., C/R Knight Partners, L.P. and C/R Energy Coinvestment III, L.P. C/R Energy GP III, LLC is the general partner of Carlyle/Riverstone Energy Partners III, L.P. Riverstone Investment Services LLC and Carlyle Investment Management, L.L.C. each have a 50% voting interest in C/R Energy GP III, LLC. TC Group, L.L.C. is the managing member of Carlyle Investment Management, L.L.C. TCG Holdings, L.L.C. is the managing member of TC Group, L.L.C.. TCG Holdings, L.L.C. is managed by a three-person managing board, comprised of William E. Conway, Jr., Daniel A. D'Aniello and David Rubenstein. Riverstone Holdings LLC controls Riverstone Investment Services LLC. Riverstone Holdings LLC is managed by a two-person managing board, comprised of David M. Leuschen and Pierre F. Lapeyre, Jr. During the last five years, none of the foregoing entities or natural persons has been (1) convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) or (2) a party to any judicial or administrative proceeding (except for matters that were dismissed without sanction or settlement) that resulted in a judgment, decree or final order enjoining such person from future violations of, or prohibiting activities subject to, federal or state securities laws, or a finding of any violation of federal or state securities laws. The business address for each of Carlyle/Riverstone Knight Investment Partnership, L.P., C/R Energy III Knight Non-U.S. Partnership, L.P., C/R Knight Partners, L.P., C/R Energy Coinvestment III, L.P., Carlyle/Riverstone Energy Partners III, L.P., C/R Energy GP III, LLC, Riverstone Investment Services LLC, Riverstone Holdings LLC, David M. Leuschen and Pierre F. Lapeyre, Jr. is c/o Riverstone Holdings LLC, 712 Fifth Avenue, 51st Floor, New York, NY 10019. Each of the entities listed above was organized in the State of Delaware. The business address for each of Carlyle Investment Management, L.L.C., TC Group, L.L.C., TCG Holdings, L.L.C., William E. Conway, Jr., Daniel A. D'Aniello and David Rubenstein is c/o The Carlyle Group, 1001 Pennsylvania Avenue, NW, Washington, DC 20004-2505. Each of the entities listed above was organized in the State of Delaware. Page 30 of 40 INFORMATION REGARDING AIG KNIGHT LLC, HIGHSTAR II KNIGHT ACQUISITION SUB, L.P., HIGHSTAR III KNIGHT ACQUISITION SUB, L.P., AIG HIGHSTAR CAPITAL III, L.P., AND HIGHSTAR KNIGHT PARTNERS, L.P. American International Group, Inc., a Delaware corporation ("AIG"), is a holding company which, through its subsidiaries, is primarily engaged in a broad range of insurance and insurance-related activities in the United States and abroad. AIG's primary activities include both general and life insurance and retirement services operations. Other significant activities include financial services and asset management. AIG Financial Products Corp., a Delaware corporation and wholly-owned subsidiary of AIG ("AIGFP"), engages as principal, directly and through its subsidiaries and other AIG-owned companies under its management, in standard and customized interest rate, currency, equity, commodity, energy and credit products with counterparties throughout the world and also raises funds through municipal reinvestment contracts and other private and public security offerings, investing the proceeds in a diversified portfolio of high grade securities and derivative transactions. AIG Knight LLC, a Delaware limited liability company and wholly-owned subsidiary of AIGFP ("AIG Knight"), was formed for the purpose of holding a portion of AIG's investment in Knight Holdco LLC (defined below). The principal executive offices of AIG are located at 70 Pine Street, New York, New York 10270; AIGFP and AIG Knight LLC are located at 50 Danbury Road, Wilton, Connecticut 06897. Each of AIG Highstar Capital III, L.P., a Delaware limited partnership, Highstar II Knight Acquisition Sub, L.P., a Delaware limited partnership, Highstar III Knight Acquisition Sub, L.P., a Delaware limited partnership, and Highstar Knight Partners, L.P., a Delaware limited partnership (collectively, the "Highstar Entites"), are investment fund vehicles. The principal executive office for each Highstar Entity is 599 Lexington Ave, 24th floor, NY, NY, 10022. Highstar II Knight Acquisition Sub, L.P. and Highstar III Knight Acquisition Sub, L.P. were formed for the purpose of holding a portion of AIG's investment in Knight Holdco LLC. Highstar II Knight Acquisition Sub is owned by AIG Highstar Capital II, L.P., a Delaware limited partnership, AIG Highstar Capital II Prism Fund, L.P., a Delaware limited partnership, and AIG Highstar Capital II, Overseas Investors Fund, L.P., a Delaware limited partnership Highstar III Knight Acquisition Sub is owned by AIG Highstar Capital III Prism Fund, L.P., a Cayman limited partnership. Each of AIG Highstar Capital II, L.P., AIG Highstar Capital II Prism Fund, L.P., AIG Highstar Capital II, Overseas Investors Fund, L.P., AIG Highstar Capital III Prism Fund, L.P. AIG Highstar Capital III, L.P. and Highstar Knight Partners, L.P. are investment fund vehicles that are controlled by AIG Global Investment Corp., a New Jersey corporation and a wholly-owned subsidiary of AIG ("AIGGIC"). AIG Knight, AIG, AIGFP and the Highstar Entities are collectively referred to as the "AIG Entities". Starr International Company, Inc., a Panamanian corporation ("SICO"), has the sole power to vote and direct the disposition of 281,638,405 shares of common stock, par value $2.50 per share, of AIG ("AIG Shares") and the shared power to direct the disposition of 2,200,076 AIG Shares held by Universal Foundation, Inc., a Panamanian corporation ("Universal Foundation"). C.V. Starr & Co., Inc. a Delaware corporation ("Starr"), has the shared power to vote and direct the disposition of 40,923,499 AIG Shares (18,544,278 of which are held by the C.V. Starr & Co., Inc. Trust ("Starr Trust"), of which Starr is a beneficiary). Maurice R. Greenberg, a United States citizen, has the sole power to vote and direct the disposition of 2,695,797 AIG Shares, which may be acquired pursuant to stock options previously granted by AIG to Mr. Greenberg as a then officer and director of AIG. Mr. Greenberg has shared power to vote and direct the disposition of 67,816,338 AIG Shares, 9,310,328 of which are held as a tenant in common with Mr. Greenberg's wife, 111,004 of which are held in family trusts of which Mr. Greenberg is a trustee, 30,923,499 of which are held by Starr (18,544,278 shares of which are held by the Starr Trust, for which Starr is a beneficiary and Mr. Greenberg is a trustee), 371,507 of which are held by the Maurice R. and Corinne P. Greenberg Family Foundation, Inc., a New York not-for-profit corporation (the "Greenberg Foundation"), of which Mr. Greenberg, his wife and family members are directors and 27,100,000 of which are held by the Maurice R. and Corinne P. Greenberg Joint Tenancy Company, LLC, a Florida limited liability company (the "Greenberg Joint Tenancy Company"), of which the Maurice R. and Corinne P. Greenberg Joint Tenancy Corporation, Inc. (the "Greenberg Joint Tenancy Corporation") is the sole and managing member. Mr. Greenberg owns 24.08% of the voting common stock of Starr directly. The Greenberg Foundation has the shared power to vote and direct the disposition of such 371,507 AIG Shares. The Greenberg Joint Tenancy Company has the shared power to vote and direct the disposition of such 27,100,000 AIG Shares. Edward E. Matthews, a United States citizen, has the sole power to vote and direct the disposition of 613,345 AIG Shares, 300,220 of which are held directly by Mr. Matthews and 313,125 of which may be acquired pursuant to stock options previously granted by AIG to Mr. Matthews as a then officer and director of AIG. Mr. Matthews has shared power to vote and direct the disposition of 18,567,578 AIG Shares, 23,300 of which are held by Mr. Matthews' wife and 18,544,278 of which are held by the Starr Trust, for which Starr is a beneficiary and Mr. Matthews is a trustee. Page 31 of 40 The principal executive offices of SICO are located at Baarestrasse 101, CH-6300 Zug, Switzerland and it also maintains an office at Mercury House, 101 Front Street, Hamilton HM12, Bermuda. The principal executive offices of Starr and the Greenberg Foundation are located at 399 Park Avenue, 17th Floor, New York, New York 10022. The principal executive offices of Universal Foundation are located at Mercury House, 101 Front Street, Hamilton HM 12, Bermuda. The principal executive offices of the Greenberg Joint Tenancy Company are located at 35 Ocean Reef Drive, Key Largo, Florida 33037. The names of the directors and executive officers ("Covered Persons") of the AIG Entities, SICO, Starr, Universal Foundation, the Greenberg Foundation and the Greenberg Joint Tenancy Company, their business addresses and principal occupations, including the business addresses and principal occupations of Messrs. Greenberg and Matthews, are set forth in Exhibit A attached hereto, which is incorporated herein by reference in its entirety. The business address indicated for Messrs. Greenberg and Matthews and each other Covered Person is also the address of the principal employer of such person. Each of the Covered Persons is a citizen of the United States, except for Messrs. Sullivan, Tse and Walsh, who are British Subjects, Mr. Marshall A. Cohen, who is a Canadian citizen, Dr. Jacob A. Frenkel, who is a citizen of the State of Israel and the Republic of Poland, Messrs. Bridgwater, Forster, Johnson, Pentland and Osborne and Ms. Barclay and Ms. Barnes, who are citizens of the United Kingdom, Messrs. Zalamea and Colayco and Ms. Fernando, who are citizens of the Republic of the Philippines, Mr. Gabriele, who is a citizen of the Republic of Italy, and Mr. Micottis, who is a citizen of the Republic of France. All information provided in this Schedule 13D with respect to Messrs. Greenberg and Matthews, SICO, Starr, Universal Foundation, the Greenberg Foundation, and the Greenberg Joint Tenancy Company and their respective directors and executive officers is provided based solely on the information set forth in the most recent amendment to Schedule 13D relating to AIG Shares filed on March 20, 2007 on behalf of Messrs. Greenberg and Matthews, SICO, Starr, Universal Foundation, the Greenberg Foundation and the Greenberg Joint Tenancy Company. This information has not been updated to reflect changes in the ownership by such parties of AIG Shares that are disclosed in filings made by one or more of such parties under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). In each case, such information may not be accurate or complete and AIG takes no responsibility therefor and makes no representation to its accuracy or completeness as of the date hereof or any subsequent date. 2006 Regulatory Settlements In February 2006, AIG reached a final settlement with the Securities and Exchange Commission ("SEC"), the United States Department of Justice ("DOJ"), the Office of the New York Attorney General ("NYAG") and the New York State Department of Insurance ("DOI"). The settlements resolved outstanding litigation filed by the SEC, NYAG and DOI against AIG and concluded negotiations with these authorities and the DOJ in connection with the accounting, financial reporting and insurance brokerage practices of AIG and its subsidiaries, as well as claims relating to the underpayment of certain workers compensation premium taxes and other assessments. AIG, without admitting or denying the allegations in the SEC complaint, consented to the issuance of a final judgment on February 9, 2006: (a) permanently restraining and enjoining AIG from violating Section 17(a) of the Securities Act of 1933, as amended ("Securities Act"), and Sections 10(b), 13(a), 13(b)(2) and 13(b)(5) and Rules 10b-5, 12b-20, 13a-1, 13a-13 and 13b2-1 of the Exchange Act; (b) ordering AIG to pay disgorgement in the amount of $700 million; and (c) ordering AIG to pay a civil penalty in the amount of $100 million. These amounts have been paid into a fund under the supervision of the SEC to be available to resolve claims asserted in various civil proceedings, including shareholder lawsuits. Page 32 of 40 In February 2006, AIG and the DOJ entered into a letter agreement. In the letter agreement, the DOJ notified AIG that in its view, AIG, acting through some of its employees, violated federal criminal law in connection with misstatements in periodic financial reports that AIG filed with the SEC between 2000 and 2004 relating to certain transactions. The settlement with the DOJ consists of, among other things, AIG's cooperating with the DOJ in the DOJ's ongoing criminal investigation, accepting responsibility for certain of its actions and those of its employees relating to these transactions and paying $25 million. Effective February 9, 2006, AIG entered into agreements with the NYAG and the DOI, settling claims under New York's Martin Act and insurance laws, among other provisions, which were originally brought by the NYAG and the DOI in a civil complaint filed on May 26, 2005. Under the agreements, $375 million was paid into a fund under the supervision of the NYAG and the DOI to be available principally to pay certain AIG insureds who purchased excess casualty policies through Marsh & McLennan Companies, Inc. or Marsh Inc. In addition, approximately $343 million will be used to compensate participating state funds in connection with the underpayment of certain workers compensation premium taxes and other assessments. In addition, AIG paid a $100 million fine to the State of New York. As part of these settlements, AIG has agreed to retain for a period of three years an independent consultant who will conduct a review that will include the adequacy of AIG's internal controls over financial reporting and the remediation plan that AIG has implemented as a result of its own internal review. PNC Settlement In November 2004, AIG and AIGFP, a subsidiary of AIG, reached a final settlement with the SEC, the Fraud Section of the DOJ and the United States Attorney for the Southern District of Indiana with respect to issues arising from certain structured transactions entered into with Brightpoint, Inc. and The PNC Financial Services Group, Inc. ("PNC"), the marketing of transactions similar to the PNC transactions and related matters. As part of the settlement, the SEC filed against AIG a civil complaint, based on the conduct of AIG primarily through AIGFP, alleging violations of certain antifraud provisions of the federal securities laws and for aiding and abetting violations of reporting and record keeping provisions of those laws. AIG, without admitting or denying the allegations in the SEC complaint, consented to the issuance of a final judgment permanently enjoining it and its employees and related persons from violating certain provisions of the Exchange Act, Exchange Act rules and the Securities Act, ordering disgorgement of fees it received from the PNC transactions and providing for AIG to establish a transaction review committee to review the appropriateness of certain future transactions and to retain an independent consultant to examine certain transactions entered into between 2000 and 2004 and review the policies and procedures of the transaction review committee. The DOJ filed against AIGFP PAGIC Equity Holding Corp. ("AIGFP PAGIC"), a wholly-owned subsidiary of AIGFP, a criminal complaint alleging that AIGFP PAGIC violated federal securities laws by aiding and abetting securities law violations by PNC, in connection with a transaction entered into in 2001 with PNC that was intended to enable PNC to remove certain assets from its balance sheet. The settlement with the DOJ consists of separate agreements with AIG and AIGFP and a complaint filed against, and deferred prosecution agreement with, AIGFP PAGIC. Under the terms of the settlement, AIGFP paid a monetary penalty of $80 million. On January 17, 2006, the court approved an order dismissing the complaint with prejudice and AIGFP PAGIC has since been dissolved. The obligations of AIG, AIGFP and AIGFP PAGIC under the DOJ agreements relate principally to cooperating with the DOJ and other federal agencies in connection Page 33 of 40 with their related investigations. Except as set forth above, during the last five years, none of the AIG Entities, nor, to the knowledge of each of the AIG Entities, any of the executive officers and directors of the AIG Entities, (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. Each of the AIG Entities and, to the best of their knowledge, the executive officers and directors of the AIG Entities (as listed in Exhibit A) have not engaged in any transactions in the Shares of the Issuer during the past sixty days. None of the AIG Entities has any available information regarding transactions in the Shares of the Issuer by Messrs. Greenberg and Matthews, SICO, Starr, Universal Foundation, the Greenberg Foundation and the Greenberg Joint Tenancy Company or their respective directors and executive officers. Page 34 of 40 EXHIBIT A
DIRECTORS AND EXECUTIVE OFFICERS OF AMERICAN INTERNATIONAL GROUP, INC. Marshall A. Cohen Director Counsel, Cassels, Brock & Cassels, Brock & Blackwell, 40 Blackwell King Street West, 20th Floor, Toronto, Ontario M5H 3C2 Martin S. Director Professor of Economics, National Bureau of Economic Feldstein Harvard University; Research, Inc., 1050 President and CEO, National Massachusetts Avenue, Bureau of Economic Research Cambridge, Massachusetts 02138 Ellen V. Futter Director President, American Museum American Museum of Natural of Natural History History, Central Park West at 79th Street, New York, New York 10024 Steven L. Director Retired; Former Deputy c/o 70 Pine Street, New York, Hammerman Commissioner for Legal New York 10270 Matters for the New York Police Department and Vice Chairman, Merrill Lynch & Co., Inc. Richard C. Director Vice Chairman, Perseus LLC Perseus LLC, 1235 Avenue of Holbrooke the Americas, New York, New York, 10019 Fred H. Director Chairman, Global Affairs 767 Fifth Avenue, New York, Langhammer and Former Chief Executive New York 10153 Officer, The Estee Lauder Companies Inc. George L. Miles Director President and Chief 4802 Fifth Avenue, Pittsburgh, Executive Officer, WQED Pennsylvania 15213 Multimedia James F. Orr III Director Chairman of the Board of 420 Fifth Avenue, New York, Trustees, The Rockefeller New York 10018 Foundation Morris W. Offit Director Co-Chief Executive Officer, 65 East 55th Street, New York, Offit Hall Capital New York 10022 Management LLC Virginia M. Director Senior Vice Route 100, Mail Drop 2275, Rometty President-Global Business Building 2, Somers, New York Services, International 10589 Business Machines Corporation Martin J. Director and President and Chief 70 Pine Street, New York, New Sullivan Executive Executive Officer York 10270 Officer Michael H. Sutton Director Consultant; Former Chief c/o 70 Pine Street, New York, Accountant of the United New York 10270 States Securities and Exchange Commission Edmund S.W. Tse Director and Senior Vice Chairman - Life American International Executive Insurance Assurance Co., Ltd., 1 Stubbs Officer Road, Hong Kong Robert B. Director Former President and Chief 9 West 57th Street, New York, Willumstad Operating Officer, New York 10019 Citigroup Inc. Frank G. Zarb Director Chairman, Frank Zarb 375 Park Avenue, New York, New Associates, LLC; Senior York 10152 Advisor, Hellman & Friedman LLC Page 35 of 40 Dr. Jacob A. Executive Vice Chairman - Global 70 Pine Street, New York, New Frenkel Officer Economic Strategies York 10270 Frank G. Wisner Executive Vice Chairman - External 70 Pine Street, New York, New Officer Affairs York 10270 Steven J. Executive Executive Vice President & 70 Pine Street, New York, New Bensinger Officer Chief Financial Officer York 10270 Anastasia D. Kelly Executive Executive Vice President, 70 Pine Street, New York, New Officer General Counsel and Senior York 10270 Regulatory and Compliance Officer Rodney O. Executive Executive Vice President - 2929 Allen Parkway, Houston, Martin, Jr. Officer Life Insurance Texas 77019 Kristian P. Moor Executive Executive Vice President - 70 Pine Street, New York, New Officer Domestic General Insurance York 10270 Win J. Neuger Executive Executive Vice President & 70 Pine Street, New York, New Officer Chief Investment Officer York 10270 Robert B. Sandler Executive Executive Vice President - 70 Pine Street, New York, New Officer Domestic Personal Lines York 10270 Nicholas C. Walsh Executive Executive Vice President - 70 Pine Street, New York, New Officer Foreign General Insurance York 10270 Jay S. Wintrob Executive Executive Vice President - AIG Retirement Services, Inc., Officer Retirement Services 1999 Avenue of the Stars, Los Angeles, California 90067 William N. Dooley Executive Senior Vice President - 70 Pine Street, New York, New Director Financial Services York 10270 David L. Herzog Executive Senior Vice President & 70 Pine Street, New York, New Officer Comptroller York 10270 Andrew J. Kaslow Executive Senior Vice President & 70 Pine Street, New York, New Officer Chief Human Resources York 10270 Officer Robert E. Lewis Executive Senior Vice President & 70 Pine Street, New York, New Officer Chief Risk Officer York 10270 Brian T. Executive Senior Vice President - 70 Pine Street, New York, New Schreiber Officer Strategic Planning York 10270 DIRECTORS AND EXECUTIVE OFFICERS OF AIG FINANCIAL PRODUCTS CORP. M. Bernard Director Retired Partner, Sullivan & Sullivan & Cromwell, 125 Broad Aidinoff Cromwell Street, New York, NY 10004 Steven J. Director Executive Vice President 70 Pine Street, New York, New Bensinger and Chief Financial York 10270 Officer, American International Group, Inc. Joseph J. Cassano Director and President and Chief Banque AIG, London Branch, 1 Executive Executive Officer Curzon Street, 5th Floor, Officer London, U.K. W1J5RT William N. Director and Senior Vice President - 70 Pine Street, New York, New Dooley Executive Financial Services, York 10270 Officer American International Group, Inc.; Chairman, AIG Financial Products Corp. Page 36 of 40 Martin S. Director Professor of Economics, National Bureau of Economic Feldstein Harvard University; Research, Inc., 1050 President and CEO, National Massachusetts Avenue, Bureau of Economic Research Cambridge, Massachusetts 02138 John M. Foster Director Consultant c/o AIG Financial Products Corp., 50 Danbury Road, Wilton, Connecticut, 06897-4444 Morris W. Offit Director Co-Chief Executive Officer, 65 East 55th Street, New York, Offit Hall Capital New York 10022 Management LLC Martin J. Director President and Chief 70 Pine Street, New York, New Sullivan Executive Officer, American York 10270 International Group, Inc. Michael H. Sutton Director Consultant; Former Chief c/o 70 Pine Street, New York, Accountant of the United New York 10270 States Securities and Exchange Commission Douglas L. Poling Executive Executive Vice President, 50 Danbury Road, Wilton, Officer Transaction Development and Connecticut, 06897-4444 Energy Groups Mark S. Balfan Executive Chief Financial Officer and 50 Danbury Road, Wilton, Officer Treasurer Connecticut, 06897-4444 James Bridgwater Executive Executive Vice President - Banque AIG, London Branch, 1 Officer Quantitative Solutions Curzon Street, 5th Floor, London, U.K. W1J5RT Andrew Forster Executive Executive Vice President - Banque AIG, London Branch, 1 Officer Asset Trading and Credit Curzon Street, 5th Floor, Products London, U.K. W1J5RT Mauro Gabriele Executive Executive Vice President - Banque AIG, 44-46 rue de Officer European Marketing Bassano, Paris, 75008 France William Kolbert Executive Executive Vice President - 50 Danbury Road, Wilton, CT Officer Systems 06897-4444 Pierre Micottis Executive Executive Vice President - Banque AIG, 44-46 rue de Officer Market Risk Bassano, Paris, 75008 France Nigel Pentland Executive Executive Vice President - Banque AIG, Tokyo Branch, 14th Officer Asian Marketing Flr, Urbannet Otemachi Building, 2-2 Otemachi 2 Chome, Chiyoda-ku, Tokyo 100-0004 Japan William S. Executive Managing Director, General 50 Danbury Road, Wilton, CT Shirley Officer Counsel and Secretary 06897-4444 EXECUTIVE OFFICERS OF AIG KNIGHT LLC Joseph J. Cassano Executive President and Chief Banque AIG, London Branch, 1 Officer Executive Officer, AIG Curzon Street, 5th Floor, Financial Products Corp. London, U.K. W1J5RT Mark S. Balfan Executive Chief Financial Officer and 50 Danbury Road, Wilton, Officer Treasurer, AIG Financial Connecticut, 06897-4444 Products Corp. Page 37 of 40 William S. Executive Managing Director, General 50 Danbury Road, Wilton, CT Shirley Officer Counsel and Secretary 06897-4444 DIRECTORS AND EXECUTIVE OFFICERS OF STARR INTERNATIONAL COMPANY, INC. Maurice R. Chairman of Chairman of the Board and 399 Park Avenue, 17th Floor, Greenberg the Board director, Starr International New York, New York 10022 and Director Company, Inc. and C.V. Starr & Co., Inc.; Chief Executive Officer, C.V. Starr & Co., Inc.; trustee of C.V. Starr & Co., Inc. Trust; member, director and Chairman of the Board, The Starr Foundation. Joseph C.H. President President and Director 101 First Street, Hamilton, Johnson and Director Bermuda HM 12 Edward E. Matthews Managing Managing Director and 399 Park Avenue, 17th Floor, Director director, Starr International New York, New York 10022 Company, Inc.; director and President, C.V. Starr & Co., Inc.; trustee, C.V. Starr & Co., Inc. Trust; member and director, The Starr Foundation. Houghton Freeman Director President, Freeman Foundation 499 Taber Hill Road, Stowe, VT 05672 Lawrence S. Director Private Equity Investor 399 Park Avenue, 17th Floor, Greenberg New York, NY 10022 Bertil P-H Director Executive Vice President and 399 Park Avenue, 17th Floor, Lundquist General Counsel, C.V. Starr & New York, NY 10022 Co., Inc. R. Kendall Director Retired 435 Seaspray Avenue, Palm Nottingham Beach, FL 33480 Howard I. Smith Director Vice Chairman-Finance and 399 Park A venue, 17th Floor, Secretary, C.V. Starr & Co., New York, NY 10022 Inc. John J. Roberts Director Senior Advisor, American Concordia Farms P.O. Box International Group, Inc. 703, Easton, MD 21601 Ernest Stempel Director Senior Advisor and Honorary 70 Pine Street, New York, NY Director, American 10270 International Group, Inc. Cesar Zalamea Director President and Chief Executive Suite 1405-7, Two Exchange Officer, Starr International Square, 8 Connaught Place, Company (Asia), Limited Central, Hong Kong DIRECTORS AND EXECUTIVE OFFICERS OF C.V. STARR & CO., INC. Maurice R. Chairman of the (See above) (See above) Greenberg Board, director and Chief Executive Officer Page 38 of 40 Howard I. Smith Vice (See above) (See above) Chairman-Finance and Secretary and Director Edward E. Matthews President and (See above) (See above) Director Houghton Freeman Director (See above) (See above) John J. Roberts Director (See above) (See above) Bertil P-H Lundquist Director (See above) (See above) Lawrence S. Director (See above) (See above) Greenberg DIRECTORS AND EXECUTIVE OFFICERS OF UNIVERSAL FOUNDATION, INC. Stuart Osborne President and President of Universal Mercury House Director Foundation 101 Front Street Hamilton HM 12, Bermuda Eligia G. Fernando Director Retired Mercury House 101 Front Street Hamilton HM 12, Bermuda Cesar C. Zalamea Director (See above) (See above) Aloysius B. Colayco Director Managing Director, Argosy Partners Argosy Partners 8th Floor, Pacific Star Building Makati City, Philippines Jennifer Barclay Secretary Secretary of Universal Mercury House Foundation 101 Front Street Hamilton HM 12, Bermuda Margaret Barnes Treasurer Treasurer of Universal Fitzwilliam Hall Foundation Fitzwilliam Place Dublin 2, Ireland DIRECTORS AND EXECUTIVE OFFICERS OF THE MAURICE R. AND CORRINE P. GREENBERG FAMILY FOUNDATION, INC. Maurice R. Chairman and (See above) (See above) Greenberg Director Corrine P. Greenberg President and President and Director, 399 Park Avenue, 17th Floor Director Greenberg Foundation New York, New York 10022 Jeffrey W. Greenberg Vice President Vice President and 399 Park Avenue, 17th Floor and Director Director, Greenberg New York, New York 10022 Foundation Evan G. Greenberg Vice President President and Chief 399 Park Avenue, 17th Floor and Director Executive Officer, ACE New York, New York 10022 Limited Page 39 of 40 Lawrence S. Vice President (See above) (See above) Greenberg and Director Shake Nahapetian Treasurer Administrative 399 Park Avenue, 17th Floor Assistant, CV Starr New York, New York 10022 DIRECTOR AND EXECUTIVE OFFICER OF THE MAURICE R. AND CORRINE P. GREENBERG JOINT TENANCY CORPORATION, INC. Maurice R. Chairman, CEO, (See above) (See above) Greenberg President, Treasurer, Secretary and Director DIRECTORS AND EXECUTIVE OFFICERS OF AIG GLOBAL INVESTMENT CORP. Win Jay Neuger Director (See above) (See above) Richard Waldo Director Senior Managing Director 599 Lexington Ave, 25th floor, Scott NY, NY, 10022 Hans Karl-Erik Director Senior Managing Director 599 Lexington Ave, 25th floor, Danielson NY, NY, 10022 Robert Thompson Executive Senior Managing Director 599 Lexington Ave, 25th floor, Officer NY, NY, 10022 Jeffrey Hurd Executive Senior Managing Director 599 Lexington Ave, 25th floor, Officer NY, NY, 10022
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